Anti-money laundering and combating the financing of terrorism : staff training handbook /
Herbert V. Morais and Motoo Noguchi.
- Manila : Asian Development Bank, 2004.
- various pagings; 27 cm.
Introduction -- Money laundering and the financing of terrorism -- Key elements of ADB's policy -- Purposes of handbook -- Methodology of handbook -- International standards -- Standard-setting agencies -- Money laundering -- International conventions -- FATF's forty recommendations -- Basel committee standards -- Commonwealth secretariat best practice -- IOSCO standards -- IAIS standards -- Wolfsberg principles -- Financing of terrorism -- International conventions -- UN security council resolution 1373 -- FATF's special recommendations on terrorist financing -- Wolfsberg principles -- AML-CFT assessment methodologies -- Reviewing a country's legal system -- International commitments and cooperation -- Status of ratification of international conventions -- Participation in UN, FATF, and APG -- Adequacy of the laws -- Scope of laws to be reviewed -- Criminalization of money laundering -- Customer due diligence -- Waiver of bank secrecy laws -- "Safe harbor" provisions -- Prohibition of "tipping off" -- Laws relating to financing of terrorism -- Reviewing compliance by financial institutions and other bodies -- Banks -- Overall quality of compliance -- Customer due diligence -- Reporting of suspicious transactions -- Internal policies and manuals -- Designation of compliance officer -- Training of staff -- Nonbank financial institutions -- Nonfinancial businesses and professions -- Designated nonfinancial businesses and professions -- Other business and professions -- Reviewing the financial regulatory and supervisory framework -- Basel committee standards -- FATF's forty recommendations -- Reviewing the law enforcement framework -- FIU and enforcement agencies -- Financial intelligence unit -- Investigations -- Interagency cooperation and coordination -- Assessment of institutional capabilities -- Track record on law enforcement -- International cooperation and mutual assistance -- Mutual legal assistance and extradition -- Other forms of cooperation and assistance -- Formulating ADB's role and assistance strategy -- Policy dialogue -- ADB assistance strategy -- Financial sector loans -- Technical assistance -- Possible areas for assistance